Compliance Analyst Resume Sample

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Adam Dean

Compliance Analyst

443497881032

Dedicated, hard working and detail oriented individual with experience of more than a decade. Knowledgeable of the industry regulations and helpful in terms of maintaining company standards without violating policies and rules. History of good work and expertise in communication, policy checks and company business. Seeking work with an established organization to prove skills and learn further.

Education

London School of Economics

MBA (Finance) (August 1998 to March 2000)

Good student.

London College of Commerce

BS (Business Management) (September 1994 to May 1998)

Excellent student.

Novelty School

GCE Advanced Level (July 1992 to April 1994)

Grade A+. Subjects: Mathematics, Economics.
Work Experience

Lawrence Bank

Compliance Analyst June 2016 to Present 10 years & 1 month

Conducting compliance investigations within departments of the bank to ensure that no policies are violated.
I look after the account handling and keep a watch on large financial transactions. Investigations and ensuring legal banking is my duty.
I train junior employees and teach them to handle audits and departmental checks. The challenges of banking competition are handled by making new policies and ensuring convenience and lawful services to customers.

Bank of UK

Compliance Analyst February 2011 to May 2016 5 years & 4 months

Responsible for attending conferences and meetings regarding banking system and policy making.
I was in charge of supervising all the financial transactions and loan applications of clients.
I was in charge of the working on the banking system and completing internal audits.

Banking Corporation UK

Compliance Analyst April 2004 to January 2011 6 years & 10 months

Served a long time with audit teams and maintained records of the internal audits along with financial transactions of particular accounts.
I was responsible for ensuring that all bank products and services were according to the policies and rules of banking business in the European system.
I was responsible for attending meetings and creating reports of new policies and change in rates of KIBOR in order to regulate the loans and credit dealings of the bank.

Scot Bank

Compliance Manager January 2001 to March 2004 3 years & 3 months

Responsible for working in close connection with the senior manager and understanding the bank's policies.
I was expected to obtain knowledge of government and banking policies regarding loans, profit and loss sharing, account management and charges for various services.
I kept a close check on the bullion and currency rates and understood a great deal about banking business and policies.
Achievements

Best Bank Award

Due to compliant banking ethics, bank won the Best Bank Award, which I was nominated to receive.
Technical Skills
  • Industry Policies
  • Finance
  • Leadership
  • Correspondence
  • Policy Making
  • Compliance with Regulations
  • Banking
  • Team Work
  • Analysis
  • Company Rules
  • Computer Proficiency
  • Communication
Langauges

French

Professional Working Proficiency

English (UK)

Native or Bilingual Proficiency

Spanish

Elementary Proficiency
Personal Info

Gender

Male

Marital Status

Married

Driving License

Yes

Home Address

49 Featherstone Street London EC1Y 8SY, United Kingdom

Relocation

Yes

Nationality

United Kingdom

Date of Birth

1976/10/07

Freelance Available

Yes
Activities & Interests
Personal Skills

Devoted

Goal Oriented

Facilitator

Adaptable

Organized

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